SEC Form 4 · accession 0001127602-15-010336
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca Peterson
Officer — SVP, Corporate Communications
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 3, 2015 | M | 15,375 | $47.16 | A | 15,375 | D | |
| Ordinary SharesF3 | Mar 3, 2015 | S | 14,600 | $71.27 | D | 775 | D | |
| Ordinary SharesF4 | Mar 3, 2015 | S | 775 | $72.0387 | D | 0 | D | |
| Ordinary Shares | Mar 3, 2015 | M | 3,500 | $0.00 | A | 3,500 | D | |
| Ordinary Shares | Mar 3, 2015 | F | 1,138 | $72.80 | D | 2,362 | D | |
| Ordinary SharesF5 | Mar 5, 2015 | S | 2,362 | $71.8019 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $47.16 | Mar 3, 2015 | M | 15,375 | D | Mar 3, 2015 | Mar 3, 2024 | Ordinary Shares | 15,375 | 46,125 | D |
| Restricted Stock Unit AwardF7 | $0.00 | Mar 3, 2015 | M | 3,500 | D | Mar 3, 2015 | — | Ordinary Shares | 3,500 | 10,500 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.82 to $71.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.82 to $72.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.36 to $72.1264. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F6Shares subject to the stock option award vest in four equal annual installments commencing on 3/3/15.
- F7Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 3/3/2015.