SEC Form 4 · accession 0001127602-15-006804
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot Ehrich
Officer — SVP, R&D & CMO, Alkermes, Inc.
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 17, 2015 | M | 18,000 | $18.105 | A | 40,973 | D | |
| Ordinary SharesF3 | Feb 17, 2015 | S | 14,200 | $70.7447 | D | 26,773 | D | |
| Ordinary SharesF4 | Feb 17, 2015 | S | 3,800 | $71.3463 | D | 22,973 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $18.105 | Feb 17, 2015 | M | 18,000 | D | May 20, 2012 | May 20, 2021 | Ordinary Shares | 18,000 | 64,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.24 to $71.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.24 to $71.525. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5Shares subject to the stock option award vest in four equal annual installments commencing on 5/20/12.