SEC Form 4 · accession 0001127602-15-002850
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane Cooke
Officer — President, Alkermes plc
Period of report
Jan 23, 2015
Accepted (ET)
Jan 26, 2015 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 23, 2015 | M | 118,000 | $14.60 | A | 150,660 | D | |
| Ordinary SharesF3 | Jan 23, 2015 | S | 118,000 | $69.1291 | D | 32,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $14.60 | Jan 23, 2015 | M | 118,000 | D | — | Oct 5, 2021 | Ordinary Shares | 118,000 | 232,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.60 to $69.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The option becomes exercisable in equal annual installments over a four year period, at the rate of 25% per year commencing on 10/5/12.