SEC Form 4 · accession 0001127602-15-002025
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot Ehrich
Officer — SVP, R&D & CMO, Alkermes, Inc.
Period of report
Jan 15, 2015
Accepted (ET)
Jan 16, 2015 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 15, 2015 | M | 375 | $18.60 | A | 23,348 | D | |
| Ordinary Shares | Jan 15, 2015 | M | 18,000 | $18.105 | A | 41,348 | D | |
| Ordinary SharesF3 | Jan 15, 2015 | S | 11,200 | $66.0556 | D | 30,148 | D | |
| Ordinary SharesF4 | Jan 15, 2015 | S | 6,400 | $66.9582 | D | 23,748 | D | |
| Ordinary SharesF5 | Jan 15, 2015 | S | 775 | $68.0203 | D | 22,973 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F6 | $18.60 | Jan 15, 2015 | M | 375 | D | — | Dec 9, 2015 | Ordinary Shares | 375 | 0 | D |
| Employee Stock Option (Right to Buy)F7 | $18.105 | Jan 15, 2015 | M | 18,000 | D | May 20, 2012 | May 20, 2021 | Ordinary Shares | 18,000 | 82,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.62 to $66.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.62 to $67.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.68 to $68.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F6These options are fully vested in accordance with their terms.
- F7Shares subject to the stock option award vest in four equal annual installments commencing on 5/20/12.