SEC Form 4 · accession 0001127602-15-001467
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn L Biberstein
Officer — SVP, GC, Secretary, Alks, Inc.
Period of report
Jan 7, 2015
Accepted (ET)
Jan 8, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 7, 2015 | M | 28,374 | $18.60 | A | 108,036 | D | |
| Ordinary Shares | Jan 7, 2015 | S | 28,374 | $65.00 | D | 79,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F3 | $18.60 | Jan 7, 2015 | M | 28,374 | D | — | Dec 9, 2015 | Ordinary Shares | 28,374 | 0 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3These options are fully vested in accordance with their terms.