SEC Form 4 · accession 0001127602-15-000868
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Breyer
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 2, 2015 | M | 5,000 | $14.92 | A | 58,156 | D | |
| Ordinary Shares | Jan 2, 2015 | S | 5,000 | $58.57 | D | 53,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F3 | $14.92 | Jan 2, 2015 | M | 5,000 | D | — | Oct 5, 2020 | Ordinary Shares | 5,000 | 15,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3These options are fully vested in accordance with their terms.