SEC Form 4 · accession 0001520006-18-000074
Matador Resources Co · MTDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Wm Foran
Officer — Chairman and CEO · Director
Period of report
Jun 8, 2018
Accepted (ET)
Jun 8, 2018 · 9:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 8, 2018 | J | 25,000 | $0.00 | D | 1,118,336 | I | See footnote |
| Common StockF4,F5,F6,F7 | holding | — | — | — | 229,352 | D | ||
| Common StockF2,F8,F9 | holding | — | — | — | 1,096,413 | I | See footnote | |
| Common StockF2,F10,F11 | holding | — | — | — | 253,550 | I | See footnote | |
| Common StockF2,F10,F12 | holding | — | — | — | 215,951 | I | See footnote | |
| Common StockF2,F13 | holding | — | — | — | 4,000 | I | See footnote | |
| Common StockF2,F14 | holding | — | — | — | 88,005 | I | See footnote | |
| Common StockF2,F15 | holding | — | — | — | 88,005 | I | See footnote | |
| Common StockF2,F16 | holding | — | — | — | 190,461 | I | See footnote | |
| Common StockF2,F17 | holding | — | — | — | 190,461 | I | See footnote | |
| Common StockF2,F18 | holding | — | — | — | 198,530 | I | See footnote | |
| Common StockF2,F19 | holding | — | — | — | 198,530 | I | See footnote | |
| Common StockF2,F20 | holding | — | — | — | 239,413 | I | See footnote | |
| Common StockF2,F21 | holding | — | — | — | 239,413 | I | See footnote | |
| Common StockF2,F22 | holding | — | — | — | 105,000 | I | See footnote | |
| Common StockF2,F23 | holding | — | — | — | 40,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 10,000 shares distributed from the LRF 2011 Non-GST Trust and 15,000 shares distributed from the SIF 2011 Non-GST Trust to the respective trust beneficiaries. The decision to distribute the shares was made by the trustee of each trust.
- F10Amount of securities reported reflects the total number of securities held by the trust following the contribution of shares by the reporting person to the trust, pursuant to the terms thereof.
- F11Represents shares held of record by the Foran 2012 Savings Trust for which the reporting person's spouse is a trustee.
- F12Represents shares held of record by the Foran 2012 Security Trust for which the reporting person is the trustee.
- F13Represents shares held of record by the reporting person's spouse through her Individual Retirement Account.
- F14Represents shares held of record by the JWF 2016-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F15Represents shares held of record by the NNF 2016-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F16Represents shares held of record by the JWF 2017-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F17Represents shares held of record by the NNF 2017-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F18Represents shares held of record by the JWF 2017-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F19Represents shares held of record by the NNF 2017-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F2The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- F20Represents shares held of record by the JWF 2018-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F21Represents shares held of record by the NNF 2018-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F22Represents shares held of record by The Don Foran Family Trust 2008, for which the reporting person is the co-trustee and over which the reporting person has shared voting and investment power with other members of his family.
- F23Represents shares held of record by The Foran Family Special Needs Trust for which the reporting person is the co-trustee and over which the reporting person has shared voting and investment power with other members of his family.
- F3Represents shares held of record collectively by the LRF 2011 Non-GST Trust, WJF 2011 Non-GST Trust, JNF 2011 Non-GST Trust, SIF 2011 Non-GST Trust and MCF 2011 Non-GST Trust (collectively, the "Non-GST Trusts"). The reporting person and his spouse, as settlors of each of the Non-GST Trusts, retain the power of substitution with respect to the property of the Non-GST Trusts.
- F4Includes 89,847 shares of restricted stock granted to the reporting person on February 16, 2018 that vest in equal annual installments on the first, second and third anniversaries of the date of grant.
- F5Includes 37,296 shares of restricted stock granted to the reporting person on February 15, 2017 that vest in equal annual installments on the second and third anniversaries of the date of grant.
- F6Includes 94,230 shares of restricted stock granted to the reporting person on February 19, 2016 that vest on the third anniversary of the date of grant.
- F7Amount of securities reported reflects the total number of securities directly held by the reporting person following a contribution of shares by the reporting person to each of the Foran 2012 Savings Trust and Foran 2012 Security Trust, pursuant to the terms of such trusts, and to Sage Resources, Ltd., pursuant to the terms of the limited partnership, as described below.
- F8Amount of securities reported reflects the total number of securities held by the limited partnership following the contribution of shares by the reporting person to the limited partnership, pursuant to the terms thereof.
- F9Represents shares held of record by Sage Resources, Ltd., which is a limited partnership owned by the reporting person's family, including the reporting person.