SEC Form 4 · accession 0001520006-15-000138
Matador Resources Co · MTDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan C London
Officer — EVP
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 9:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5,F6 | Aug 7, 2015 | M | 10,000 | $9.00 | A | 102,944 | D | |
| Common StockF7,F1,F2,F3,F4,F5,F6 | Aug 7, 2015 | F | 4,976 | $21.51 | D | 97,968 | D | |
| Common StockF1,F2,F3,F4,F5,F6 | Aug 7, 2015 | M | 9,375 | $10.49 | A | 107,343 | D | |
| Common StockF8,F1,F2,F3,F4,F5,F6 | Aug 7, 2015 | F | 5,886 | $21.51 | D | 101,457 | D | |
| Common StockF1,F2,F3,F4,F5,F6 | Aug 7, 2015 | M | 19,500 | $8.18 | A | 120,957 | D | |
| Common StockF9,F1,F2,F3,F4,F5,F6 | Aug 7, 2015 | F | 10,721 | $21.51 | D | 110,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF10 | $9.00 | Aug 7, 2015 | M | 10,000 | D | — | Feb 21, 2020 | Common Stock | 10,000 | 0 | D |
| Employee Stock OptionF11 | $10.49 | Aug 7, 2015 | M | 9,375 | D | — | Apr 15, 2017 | Common Stock | 9,375 | 9,375 | D |
| Employee Stock OptionF12 | $8.18 | Aug 7, 2015 | M | 19,500 | D | — | Mar 11, 2018 | Common Stock | 19,500 | 19,500 | D |
Explanation of responses
- F1Includes 2,706 shares of restricted stock granted to the reporting person on April 30, 2015. Such shares of restricted stock will vest on the third anniversary of the date of grant, April 30, 2018.
- F10The options vested ratably over four years from the date of grant, February 22, 2010, and were fully vested as of February 22, 2014.
- F11The employee stock options vest in two equal biennial installments beginning on the second anniversary of the date of grant, April 16, 2014.
- F12The employee stock options vest in two equal biennial installments beginning on the second anniversary of the date of grant, March 12, 2015.
- F2Includes 13,125 shares of restricted stock granted to the reporting person on January 21, 2015. Such shares of restricted stock will vest on the third anniversary of the date of grant, January 21, 2018.
- F3Includes 20,032 shares of restricted stock granted to the reporting person on March 7, 2014. Such shares of restricted stock will vest in two equal biennial installments beginning on the second anniversary of the date of grant, March 7, 2016.
- F4Includes 5,074 shares of restricted stock granted to the reporting person on February 11, 2014. Such shares of restricted stock will vest in two equal biennial installments beginning on the second anniversary of the date of grant, February 11, 2016.
- F5Includes 19,500 shares of restricted stock granted to the reporting person on March 12, 2013. Such shares of restricted stock will vest on the fourth anniversary of the date of grant, March 12, 2017.
- F6Includes 2,344 shares of restricted stock granted to the reporting person on April 16, 2012 that vest on the fourth anniversary of the date of grant, April 16, 2016.
- F7Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy the exercise price and tax liability upon the exercise of 10,000 stock options. No shares were sold by the reporting person to satisfy the exercise price or the tax liability.
- F8Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy the exercise price and tax liability upon the exercise of 9,375 stock options. No shares were sold by the reporting person to satisfy the exercise price or the tax liability.
- F9Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy the exercise price and tax liability upon the exercise of 19,500 stock options. No shares were sold by the reporting person to satisfy the exercise price or the tax liability.