SEC Form 4 · accession 0001520006-15-000136
Matador Resources Co · MTDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Wm Foran
Officer — Chairman and CEO · Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 9:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Aug 7, 2015 | P | 10,000 | $22.16 | A | 125,765 | D | |
| Common StockF5,F6 | holding | — | — | — | 1,084,933 | I | See footnote | |
| Common StockF5,F7 | holding | — | — | — | 4,000 | I | See footnote | |
| Common StockF5,F8 | holding | — | — | — | 161,050 | I | See footnote | |
| Common StockF5,F9 | holding | — | — | — | 39,750 | I | See footnote | |
| Common StockF5,F10 | holding | — | — | — | 524,053 | I | See footnote | |
| Common StockF5,F11 | holding | — | — | — | 524,053 | I | See footnote | |
| Common StockF5,F12 | holding | — | — | — | 239,963 | I | See footnote | |
| Common StockF5,F13 | holding | — | — | — | 239,963 | I | See footnote | |
| Common StockF5,F14 | holding | — | — | — | 82,077 | I | See footnote | |
| Common StockF5,F15 | holding | — | — | — | 82,077 | I | See footnote | |
| Common StockF5,F16 | holding | — | — | — | 22,485 | I | See footnote | |
| Common StockF5,F17 | holding | — | — | — | 22,485 | I | See footnote | |
| Common StockF5,F18 | holding | — | — | — | 231,051 | I | See footnote | |
| Common StockF5,F19 | holding | — | — | — | 231,051 | I | See footnote | |
| Common StockF5,F20 | holding | — | — | — | 109,011 | I | See footnote | |
| Common StockF5,F21 | holding | — | — | — | 109,011 | I | See footnote | |
| Common StockF5,F22 | holding | — | — | — | 119,500 | I | See footnote | |
| Common StockF5,F23 | holding | — | — | — | 50,000 | I | See footnote | |
| Common StockF5,F24 | holding | — | — | — | 270 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.89 to $22.20 per share, inclusive. The reporting person shall provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.
- F10Represents shares held of record by the JWF 2011-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F11Represents shares held of record by the NNF 2011-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F12Represents shares held of record by the JWF 2013-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F13Represents shares held of record by the NNF 2013-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F14Represents shares held of record by the JWF 2014-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F15Represents shares held of record by the NNF 2014-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F16Represents shares held of record by the JWF 2014-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F17Represents shares held of record by the NNF 2014-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F18Represents shares held of record by the JWF 2015-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F19Represents shares held of record by the NNF 2015-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- F2Includes 17,094 shares of restricted stock granted to the reporting person on March 7, 2014. Such shares of restricted stock will vest in two equal biennial installments beginning on the second anniversary of the date of grant, March 7, 2016.
- F20Represents shares held of record by the JWF 2015-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Includes 72,227 shares gifted to the trust following their distribution from the JWF 2013-1 GRAT to its settlor as an annuity payment required by the terms of the JWF 2013-1 GRAT. Also includes 36,784 shares gifted to the trust following their distribution from the JWF 2014-2 GRAT to its settlor as an annuity payment required by the terms of the JWF 2014-2 GRAT.
- F21Represents shares held of record by the NNF 2015-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Includes 72,227 shares gifted to the trust following their distribution from the NNF 2013-1 GRAT to its settlor as an annuity payment required by the terms of the NNF 2013-1 GRAT. Also includes 36,784 shares gifted to the trust following their distribution from the NNF 2014-2 GRAT to its settlor as an annuity payment required by the terms of the NNF 2014-2 GRAT.
- F22Represents shares held of record by The Don Foran Family Trust 2008, for which the reporting person is the co-trustee and over which the reporting person has shared voting and investment power with other members of his family.
- F23Represents shares held of record by The Foran Family Special Needs Trust for which the reporting person is the co-trustee and over which the reporting person has shared voting and investment power with other members of his family.
- F24Represents shares held of record by the Individual Retirement Account of the reporting person's adult child, who gave the reporting person investment power over such shares through a revocable power of attorney.
- F3Includes 40,000 shares of restricted stock granted to the reporting person on March 8, 2013. Such shares of restricted stock will vest on the fourth anniversary of the date of grant, March 8, 2017.
- F4Includes 10,026 shares of restricted stock granted to the reporting person on April 16, 2012 that vest on the fourth anniversary of the date of grant, April 16, 2016.
- F5The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- F6Represents shares held of record by Sage Resources, Ltd., which is a limited partnership owned by the reporting person's family, including the reporting person.
- F7Represents shares held of record by the reporting person's spouse through her Individual Retirement Account.
- F8Represents shares held of record by the Foran 2012 Savings Trust for which the reporting person's spouse is a trustee.
- F9Represents shares held of record by the Foran 2012 Security Trust for which the reporting person is the trustee.