SEC Form 4 · accession 0001209191-19-012572
Fortune Brands Innovations, Inc. · FBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Klein
Officer — Chief Executive Officer · Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 22, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F2 | Feb 14, 2019 | G | 20,000 | $0.00 | D | 419,217 | D | |
| Common Stock, Par Value $0.01F4 | Feb 21, 2019 | A | 33,480 | $0.00 | A | 452,697 | D | |
| Common Stock, Par Value $0.01 | Feb 14, 2019 | G | 20,000 | $0.00 | A | 63,400 | I | By trusts held for the benefit of Mr. Klein's heirs |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F6 | $47.99 | Feb 21, 2019 | A | 140,474 | A | — | Feb 21, 2029 | Common Stock | 140,474 | 140,474 | D |
Explanation of responses
- F1Reflects the gift of shares made by Mr. Klein to trusts held for the benefit of his heirs.
- F2Includes a total of 63,557 restricted stock units that have not yet vested.
- F3Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock until represents a contingent right to receive one share of the issuer's common stock.
- F4Includes a total of 97,037 restricted stock units that have not yet vested.
- F5Reflects the grant of options under the issuer's Long-Term Incentive Plan.
- F6The options vest in three equal annual installments beginning on February 28, 2020.