SEC Form 4 · accession 0001209191-18-007983
Fortune Brands Innovations, Inc. · FBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P. Bauer
Officer — President, Master Lock
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F2 | Feb 5, 2018 | A | 7,141 | $0.00 | A | 31,163 | D | |
| Common Stock, Par Value $0.01F2 | Feb 5, 2018 | F | 3,326 | $62.98 | D | 27,837 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the grant of shares pursuant to a performance award for the period January 2015 to December 2017 under the issuer's Long-Term Incentive Plan in a transaction that is exempt under Rule 16b-3(d).
- F2Includes a total of 9,230 restricted stock units that have not yet vested and 1,248 shares for which Mr. Bauer has elected to defer receipt.
- F3Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).