SEC Form 4 · accession 0001209191-18-007978
Fortune Brands Innovations, Inc. · FBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Klein
Officer — Chief Executive Officer · Director
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F2 | Nov 8, 2017 | G | 3,000 | $0.00 | D | 362,749 | D | |
| Common Stock, Par Value $0.01F2 | Feb 5, 2018 | A | 52,260 | $0.00 | A | 415,009 | D | |
| Common Stock, Par Value $0.01F2 | Feb 5, 2018 | F | 23,171 | $62.98 | D | 391,838 | D | |
| Common Stock, Par Value $0.01 | Nov 8, 2017 | G | 3,000 | $0.00 | A | 43,400 | I | By trusts held for the benefit of Mr. Klein's heirs |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the gift of shares made by Mr. Klein to trusts held for the benefit of his heirs.
- F2Includes a total of 64,307 restricted stock units that have not yet vested.
- F3Reflects the grant of shares pursuant to a performance award for the period January 2015 to December 2017 under the issuer's Long-Term Incentive Plan in a transaction that is exempt under Rule 16b-3(d).
- F4Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).