SEC Form 4 · accession 0001209191-17-008666
Fortune Brands Innovations, Inc. · FBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Klein
Officer — Chief Executive Officer · Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F2 | Sep 21, 2016 | G | 3,400 | $0.00 | D | 377,908 | D | |
| Common Stock, Par Value $0.01F2 | Feb 6, 2017 | A | 24,836 | $0.00 | A | 402,744 | D | |
| Common Stock, Par Value $0.01F2 | Feb 6, 2017 | F | 8,761 | $55.86 | D | 393,983 | D | |
| Common Stock, Par Value $0.01 | Sep 21, 2016 | G | 3,400 | $0.00 | A | 40,400 | I | By trusts held for the benefit of Mr. Klein's heirs |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the gift of shares made by Mr. Klein to trusts held for the benefit of his heirs.
- F2Includes a total of 64,499 restricted stock units that have not yet vested.
- F3Reflects the grant of shares pursuant to a performance award for the period January 2014 to December 2016 under the issuer's Long-Term Incentive Plan in a transaction that is exempt under Rule 16b-3(d).
- F4Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).