SEC Form 4 · accession 0001209191-15-076631
Fortune Brands Innovations, Inc. · FBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Klein
Officer — Chief Executive Officer · Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 23, 2015 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Oct 23, 2015 | M | 250,000 | $12.30 | A | 725,288 | D | |
| Common Stock, Par Value $0.01F2,F1 | Oct 23, 2015 | S | 197,439 | $51.5801 | D | 527,849 | D | |
| Common Stock, Par Value $0.01F3,F1 | Oct 23, 2015 | S | 52,561 | $52.0706 | D | 475,288 | D | |
| Common Stock, Par Value $0.01F4,F1 | Oct 23, 2015 | S | 40,000 | $51.8639 | D | 435,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $12.30 | Oct 23, 2015 | M | 250,000 | D | Oct 4, 2013 | Oct 4, 2021 | Common Stock | 250,000 | 535,700 | D |
Explanation of responses
- F1Includes a total of 64,699 restricted stock units that have not yet vested.
- F2The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.995, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F3The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $52.00 to $52.25, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F4The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $51.25 to $52.06, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.