SEC Form 4 · accession 0001209191-15-074651
Fortune Brands Innovations, Inc. · FBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Klein
Officer — Chief Executive Officer · Director
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Mar 27, 2015 | G | 100,000 | $0.00 | D | 516,662 | D | |
| Common Stock, Par Value $0.01F2 | Mar 27, 2015 | G | 100,000 | $0.00 | A | 100,000 | I | By trusts held for the benefit of Mr. Klein's heirs |
| Common Stock, Par Value $0.01F4 | Oct 5, 2015 | F | 41,374 | $48.90 | D | 475,288 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the gift of shares of the issuer's common stock to trusts held for the benefit of Mr. Klein's heirs.
- F2Reflects the number of shares of the issuer's common stock held by trusts for the benefit of Mr. Klein's heirs. Mr. Klein disclaims beneficial ownership of the shares held by the trusts and this report should not be deemed an admission that Mr. Klein is the beneficial owner of the shares held by the trusts.
- F3Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the RSU award vested and became payable, such transaction being exempt under Rule 16b-3(e).
- F4Includes a total of 64,699 restricted stock units that have not yet vested.