SEC Form 4 · accession 0001209191-15-038911
Fortune Brands Innovations, Inc. · FBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Lingafelter
Officer — President, Moen Incorporated
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | May 4, 2015 | M | 32,003 | $9.608 | A | 107,970 | D | |
| Common Stock, Par Value $0.01F2,F1 | May 4, 2015 | S | 32,003 | $45.0019 | D | 75,967 | D | |
| Common Stock, Par Value $0.01F1 | May 5, 2015 | M | 30,767 | $9.608 | A | 106,734 | D | |
| Common Stock, Par Value $0.01F1 | May 5, 2015 | M | 17,230 | $9.7622 | A | 123,964 | D | |
| Common Stock, Par Value $0.01F3,F1 | May 5, 2015 | S | 47,997 | $44.901 | D | 75,967 | D | |
| Common Stock, Par Value $0.01 | holding | — | — | — | 609 | I | By Fortune Brands Home & Security, Inc. Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $9.608 | May 4, 2015 | M | 32,003 | D | Sep 30, 2010 | Sep 30, 2016 | Common Stock | 32,003 | 30,767 | D |
| Options (Right to Buy) | $9.608 | May 5, 2015 | M | 30,767 | D | Sep 30, 2010 | Sep 30, 2016 | Common Stock | 30,767 | 0 | D |
| Options (Right to Buy) | $9.7622 | May 5, 2015 | M | 17,230 | D | Feb 22, 2011 | Feb 22, 2017 | Common Stock | 17,230 | 114,713 | D |
Explanation of responses
- F1Includes a total of 36,866 restricted stock units that have not yet vested.
- F2The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.025, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F3The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $44.83 to $45.02, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.