SEC Form 4 · accession 0001209191-15-011972
Fortune Brands Innovations, Inc. · FBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Savan
Officer — President, Therma-Tru Corp.
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Feb 10, 2015 | M | 19,463 | $9.7622 | A | 102,597 | D | |
| Common Stock, Par Value $0.01F1 | Feb 10, 2015 | M | 89,467 | $13.757 | A | 192,064 | D | |
| Common Stock, Par Value $0.01F1 | Feb 10, 2015 | S | 108,930 | $44.2982 | D | 83,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $9.7622 | Feb 10, 2015 | M | 19,463 | D | Feb 22, 2011 | Feb 22, 2017 | Common Stock | 19,463 | 0 | D |
| Options (Right to Buy) | $13.757 | Feb 10, 2015 | M | 89,467 | D | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 89,467 | 0 | D |
Explanation of responses
- F1Includes a total of 31,698 restricted stock units that have not yet vested.
- F2The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $44.25 to $44.445, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.