SEC Form 4 · accession 0001572382-16-000007
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Gregory L Summe
10% Owner
Glen Capital Partners LLC
10% Owner
Glen Capital Partners GP LLC
10% Owner
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock") | Jul 27, 2016 | S | 40,210 | $18.94 | D | 1,217,038 | D | |
| Common Stock | Jul 28, 2016 | S | 34,219 | $18.84 | D | 1,182,819 | D | |
| Common Stock | Jul 29, 2016 | S | 51,227 | $18.84 | D | 1,131,592 | D | |
| Common StockF1 | holding | — | — | — | 14,873 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned solely by Gregory L. Summe. The Fund, the GP and the Manager disclaim any beneficial ownership of the securities held solely by Mr. Summe.
Remarks
This Form 4 is filed on behalf of Glen Capital Partners Focus Fund, L.P.(the "Fund"), Glen Capital Partners GP LLC (the "GP"), Glen Capital Partners LLC (the "Manager") and Gregory L. Summe. The GP, the Manager and Mr. Summe may be deemed to beneficially own the securities reported above in their respective capacities as the general partner of the Fund, the adviser to the Fund, and the sole member of each the GP and the Manager. The GP, the Manager, and Mr. Summe disclaim any beneficial ownership of the securities held by the Fund except to the extent of any pecuniary interest therein.