SEC Form 4 · accession 0001567619-19-000429
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
BASSWOOD PARTNERS, L.L.C.
Director · 10% Owner · Other
BASSWOOD ENHANCED LONG SHORT GP, LLC
Director · 10% Owner · Other
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 9:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1,F3 | Dec 31, 2018 | J | 122,500 | $24.05 | D | 567,680 | I | See footnotes |
| Common StockF1,F4 | Dec 31, 2018 | J | 33,854 | $24.05 | D | 91,076 | I | See footnotes |
| Common StockF1,F5 | Dec 31, 2018 | J | 3,436 | $24.05 | D | 24,548 | I | See footnotes |
| Common StockF1,F6 | Dec 31, 2018 | J | 19,736 | $24.05 | D | 236,899 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1