SEC Form 4 · accession 0001567619-19-000428

Regional Management Corp. · RM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Bennett D Lindenbaum

Director · 10% Owner · Other

Matthew A Lindenbaum

Director · 10% Owner

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

Director · 10% Owner · Other

BASSWOOD OPPORTUNITY PARTNERS, L.P.

Director · 10% Owner · Other

BASSWOOD OPPORTUNITY FUND INC

Director · 10% Owner · Other

BASSWOOD FINANCIAL FUND, L.P.

Director · 10% Owner · Other

BASSWOOD ENHANCED LONG SHORT FUND LP

Director · 10% Owner · Other

BASSWOOD FINANCIAL LONG ONLY FUND, L.P.

Director · 10% Owner · Other

BASSWOOD FINANCIAL FUND, INC.

Director · 10% Owner · Other

Period of report

Dec 31, 2018

Accepted (ET)

Jan 3, 2019 · 9:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001519401

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share ("Common Stock")^F1,F3	Dec 31, 2018	J	19,736	$24.05	D	236,899	I	See footnotes
Common Stock^F1,F4	Dec 31, 2018	J	2,200	$24.05	A	30,123	I	See footnotes
Common Stock^F1,F5	Dec 31, 2018	J	33,854	$24.05	D	91,076	I	See footnotes
Common Stock^F1,F6	Dec 31, 2018	J	2,999	$24.05	D	79,465	I	See footnotes
Common Stock^F1,F6	Dec 31, 2018	J	7,934	$24.05	A	87,399	I	See footnotes
Common Stock^F1,F7	Dec 31, 2018	J	3,436	$24.05	D	24,548	I	See footnotes
Common Stock^F1,F8	Dec 31, 2018	J	122,500	$24.05	D	567,680	I	See footnotes
Common Stock^F1,F9	Dec 31, 2018	J	40,171	$24.05	D	276,019	I	See footnotes
Common Stock^F1,F9	Dec 31, 2018	J	212,562	$24.05	A	488,581	I	See footnotes
Common Stock^F1,F10	holding	—	—		—	3,407	I	See footnotes

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1See Exhibit 99.1
F10See Exhibit 99.1
F2See Exhibit 99.1
F3See Exhibit 99.1
F4See Exhibit 99.1
F5See Exhibit 99.1
F6See Exhibit 99.1
F7See Exhibit 99.1
F8See Exhibit 99.1
F9See Exhibit 99.1

Remarks

Explanation of Responses: Notes are included on Exhibit 99.1 hereto. Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures