SEC Form 4 · accession 0001567619-18-006998
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Bennett D Lindenbaum
Director · 10% Owner · Other
Matthew A Lindenbaum
Director · 10% Owner · Other
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
Director · 10% Owner · Other
Period of report
Nov 23, 2018
Accepted (ET)
Nov 27, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1,F2 | Nov 23, 2018 | J | 32,142 | $27.32 | D | 284,048 | I | See footnotes |
| Common StockF1,F2 | Nov 23, 2018 | J | 32,142 | $27.32 | A | 316,190 | I | See footnotes |
| Common StockF1,F3 | holding | — | — | — | 82,464 | I | See footnotes | |
| Common StockF1,F4 | holding | — | — | — | 27,984 | I | See footnotes | |
| Common StockF1,F5 | holding | — | — | — | 27,923 | I | See footnotes | |
| Common StockF1,F6 | holding | — | — | — | 256,635 | I | See footnotes | |
| Common StockF1,F7 | holding | — | — | — | 124,930 | I | See footnotes | |
| Common StockF1,F8 | holding | — | — | — | 690,180 | I | See footnotes | |
| Common StockF1,F9 | holding | — | — | — | 3,407 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
- F8See Exhibit 99.1
- F9See Exhibit 99.1
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures