SEC Form 4 · accession 0001209191-19-008641
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Knitzer
Officer — President and CEO · Director
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2019 | A | 18,823 | $0.00 | A | 36,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $27.89 | Feb 6, 2019 | A | 43,496 | A | — | Feb 6, 2029 | Common Stock | 43,496 | 43,496 | D |
Explanation of responses
- F1The option vests and becomes exercisable in three equal installments on each of December 31, 2019, December 31, 2020, and December 31, 2021.