SEC Form 4/A · accession 0001209191-18-009223
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John D. Schachtel
Officer — EVP and COO
Period of report
Feb 7, 2018
Accepted (ET)
Feb 12, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | — | Feb 7, 2018 | A | 0 | A | — | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.