SEC Form 4 · accession 0001209191-18-008885
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Knitzer
Officer — President and CEO · Director
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $28.25 | Feb 7, 2018 | A | 59,187 | A | — | Feb 7, 2028 | Common Stock | 59,187 | 59,187 | D |
Explanation of responses
- F1The option vests and becomes exercisable in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020.