SEC Form 4 · accession 0001209191-17-055179
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E. Thomas
Officer — EVP and CFO
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | F | 2,011 | $24.21 | D | 3,843 | D | |
| Common StockF2 | holding | — | — | — | 8,000 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.
- F2These shares of common stock are held by The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust. The reporting person and his wife, Jeanine Leigh Thomas, are the trustees of The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust.