SEC Form 4 · accession 0001209191-17-036781
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D. Schachtel
Officer — EVP and COO
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $20.00 | May 30, 2017 | A | 34,403 | A | — | May 30, 2027 | Common Stock | 34,403 | 34,403 | D |
Explanation of responses
- F1Twenty percent (20%) of the shares subject to the option vest and become exercisable on December 31, 2017, and forty percent (40%) of the shares subject to the option vest and become exercisable on each of December 31, 2018 and December 31, 2019.