SEC Form 4 · accession 0001209191-17-030471
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Freiberg
Director
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2017 | A | 5,755 | $0.00 | A | 83,309 | D | |
| Common StockF1 | holding | — | — | — | 30,000 | I | see footnote | |
| Common StockF2 | holding | — | — | — | 24,854 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of common stock of Regional Management Corp. are held by the reporting person's spouse, Neena Freiberg.
- F2These shares of common stock of Regional Management Corp. are held by the Neena Freiberg Irrevocable Trust. Steven J. Freiberg is trustee of the Neena Freiberg Irrevocable Trust.