SEC Form 4 · accession 0001209191-17-021362
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody L. Anderson
Officer — President and COO
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $19.99 | Mar 15, 2017 | A | 19,230 | A | — | Mar 15, 2027 | Common Stock | 19,230 | 19,230 | D |
Explanation of responses
- F1The option vests and becomes exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019.