SEC Form 4 · accession 0001209191-16-118272
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Freiberg
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2016 | A | 3,775 | $0.00 | A | 77,554 | D | |
| Common StockF1 | holding | — | — | — | 30,000 | I | see footnote | |
| Common StockF2 | holding | — | — | — | 24,854 | I | see footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $15.89 | May 4, 2016 | A | 9,188 | A | May 4, 2016 | May 4, 2026 | Common Stock | 9,188 | 9,188 | D |
Explanation of responses
- F1These shares of common stock of Regional Management Corp. are held by the reporting person's spouse, Neena Freiberg.
- F2These shares of common stock of Regional Management Corp. are held by the Neena Freiberg Irrevocable Trust. Steven J. Freiberg is trustee of the Neena Freiberg Irrevocable Trust.