SEC Form 4 · accession 0001209191-16-111300
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Dunn
Officer — Chief Executive Officer · Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $17.08 | Mar 29, 2016 | A | 67,174 | A | — | Mar 29, 2026 | Common Stock | 67,174 | 67,174 | D |
Explanation of responses
- F1The option vests and becomes exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018.