SEC Form 4 · accession 0001209191-16-111292
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E. Thomas
Officer — EVP and CFO
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2016 | A | 5,854 | $0.00 | A | 5,854 | D | |
| Common StockF1 | holding | — | — | — | 8,000 | I | see footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $17.08 | Mar 29, 2016 | A | 21,444 | A | — | Mar 29, 2026 | Common Stock | 21,444 | 21,444 | D |
Explanation of responses
- F1These shares of common stock are held by The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust. The reporting person and his wife, Jeanine Leigh Thomas, are the trustees of The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust.
- F2The option vests and becomes exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018.