SEC Form 4 · accession 0001209191-15-069668
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roel C Campos
Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 4, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2015 | P | 2,500 | $16.38 | A | 18,324 | D | |
| Common StockF2 | Sep 3, 2015 | P | 1,000 | $16.51 | A | 19,324 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Trading Plan which is intended to comply with rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.48 to $16.54, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.