SEC Form 4 · accession 0001209191-15-068292
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Freiberg
Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 27, 2015 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 25, 2015 | P | 30,000 | $14.70 | A | 30,000 | I | see footnote |
| Common Stock | holding | — | — | — | 73,779 | D | ||
| Common StockF3 | holding | — | — | — | 24,854 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.32 to $14.75, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.
- F2These shares of common stock of Regional Management Corp. are held by the reporting person's spouse, Neena Freiberg.
- F3These shares of common stock of Regional Management Corp. are held by the Neena Freiberg Irrevocable Trust. The reporting person is trustee of the Neena Freiberg Irrevocable Trust.