SEC Form 4 · accession 0001209191-15-038187
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Freiberg
Director
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | A | 3,680 | $0.00 | A | 24,145 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $16.30 | Apr 29, 2015 | A | 8,753 | A | Apr 29, 2015 | Apr 29, 2025 | Common Stock | 8,753 | 8,753 | D |