SEC Form 4 · accession 0001209191-15-002899
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Taggart
Officer — SVP and Chief Risk Officer
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $15.24 | Jan 5, 2015 | A | 13,194 | A | Dec 31, 2017 | Jan 5, 2025 | Common Stock | 13,194 | 13,194 | D |