SEC Form 4 · accession 0001140361-18-021801
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan David Brown
Director
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock") | May 2, 2018 | A | 2,608 | $0.00 | A | 3,407 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Jonathan Brown, a senior analyst at Basswood Capital Management, L.L.C. (the "Management Company"), was appointed to the board of directors of Regional Management Corp. (the "Issuer") as a representative of the Management Company and certain of its affiliates. Solely for purposes of Section 16 of the Exchange Act of 1934, the Management Company and certain of its affiliates may be deemed to be a director-by-deputization by virtue of its representation on the board of directors of the Issuer.