SEC Form 4 · accession 0001179110-19-003463
Trinseo S.A. · TSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank A Bozich
Officer — President and CEO
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Mar 4, 2019 | A | 19,627 | $0.00 | A | 19,627 | D | |
| Ordinary SharesF1 | Mar 4, 2019 | A | 16,192 | $0.00 | A | 35,819 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Ordinary SharesF2 | $50.95 | Mar 4, 2019 | A | 53,440 | A | — | Mar 4, 2028 | Ordinary Shares | 53,440 | 53,440 | D |
Explanation of responses
- F1Represents ordinary shares issuable pursuant to a RSU award that will vest in full on the third anniversary of the grant date.
- F2The option vests in three equal annual installments beginning on the first anniversary of the grant date.