SEC Form 4 · accession 0001179110-17-007296
Trinseo S.A. · TSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Pappas
Officer — See Remarks · Director
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 15, 2017 | M | 20,000 | $18.14 | A | 260,240 | D | |
| Ordinary Shares | May 15, 2017 | S | 20,000 | $64.00 | D | 240,240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Ordinary Shares | $18.14 | May 15, 2017 | M | 20,000 | D | Feb 27, 2016 | Feb 27, 2024 | Ordinary Shares | 20,000 | 464,479 | D |
Explanation of responses
- F1This Form 4 reflects the exercise of stock options and the sale of underlying shares pursuant to a duly adopted 10b5-1 trading plan entered into in accordance with the Issuer's insider trading policy, which provides for periodic stock option exercises as part of a personal liquidity and diversification strategy.
Remarks
President and Chief Executive Officer