SEC Form 4 · accession 0000899243-16-027282
Trinseo S.A. · TSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen F. Thomas
Director · 10% Owner
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARESF1,F2 | Aug 12, 2016 | S | 8,000,000 | $49.15 | D | 10,669,567 | I | See Footnotes |
| ORDINARY SHARESF3 | holding | — | — | — | 1,897 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents ordinary shares of Trinseo S.A. held by Bain Capital Everest Manager Holding SCA ("BCEM Holding").
- F2The governance, investment strategy and decision-making process with respect to the investments held by all of the Bain Capital funds is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). Mr. Thomas is Managing Director of BCI. By virtue of these relationships described in these footnotes, Mr. Thomas may be deemed to share voting and dispositive power with respect to all of the shares of Trinseo S.A. held by BCEM Holding. Mr. Thomas disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F3Represents ordinary shares issuable pursuant to a restricted stock unit award that will vest on the first anniversary of the grant date.