SEC Form 4 · accession 0000899243-16-027277
Trinseo S.A. · TSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Felix Hauser
Director · 10% Owner
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARESF1,F2 | Aug 12, 2016 | S | 8,000,000 | $49.15 | D | 10,669,567 | I | See Footnotes |
| ORDINARY SHARESF3 | holding | — | — | — | 1,897 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents ordinary shares of Trinseo S.A. held by Bain Capital Everest Manager Holding SCA ("BCEM Holding") whose general partner is Bain Capital Everest Manager S.a r.l. ("BCEM").
- F2Mr. Hauser is a manager of BCEM. By virtue of these relationships described in these footnotes, Mr. Hauser may be deemed to share voting and dispositive power with respect to the shares of Trinseo S.A. held by BCEM Holding. Mr. Hauser disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F3Represents ordinary shares issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date.