SEC Form 4 · accession 0000899243-16-023757
Trinseo S.A. · TSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michel Plantevin
Director · 10% Owner
Period of report
Jun 25, 2016
Accepted (ET)
Jun 28, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARESF1 | Jun 25, 2016 | F | 648 | $42.79 | D | 4,485 | D | |
| ORDINARY SHARESF2,F3 | holding | — | — | — | 18,669,567 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Company to pay taxes due following expiration of the applicable restriction period of previously granted restricted stock units, under the terms of the 2014 Omnibus Incentive Plan.
- F2Represents ordinary shares of Trinseo S.A. held by Bain Capital Everest Manager Holding SCA ("BCEM Holding").
- F3The governance, investment strategy and decision-making process with respect to the investments held by the Bain Capital funds is directed by the Global Private Equity Board ("GPEB") of Bain Capital Investors, LLC.. Mr. Plantevin is a member of GPEB. By virtue of these relationships described in these footnotes, Mr. Plantevin may be deemed to share voting and dispositive power with respect to all of the shares of Trinseo S.A. held by BCEM Holding. Mr. Plantevin disclaims beneficial ownership of such securities except to the extent or of his pecuniary interest therein.