SEC Form 4 · accession 0000899243-16-016677
Trinseo S.A. · TSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Zide
Director · 10% Owner
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARESF1,F2 | Mar 24, 2016 | S | 10,600,000 | $35.63 | D | 26,669,567 | I | See Footnotes |
| ORDINARY SHARESF3 | holding | — | — | — | 3,236 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents ordinary shares of Trinseo S.A. held by Bain Capital Everest Manager Holding SCA ("BCEM Holding").
- F2The governance, investment strategy and decision-making process with respect to the investments held by all of the Bain Capital funds is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). Mr. Zide is Senior Advisor of BCI. By virtue of these relationships described in these footnotes, Mr. Zide may be deemed to share voting and dispositive power with respect to all of the shares of Trinseo S.A. held by BCEM Holding. Mr.Zide disclaims beneficial ownership of such securities except to the extent or of his pecuniary interest therein.
- F3Represents shares subject to restricted stock unit award that will vest in full on the earlier of a) the first anniversary of the grant date, subject to the grantee's continued service as a member of the board through such date, or b) the termination of the grantee's service as a member of the board as a result of his or her death. If the grantee's service as a member of the board ceases for any other reason than death, the award, to the extent not already vested, will be automatically and immediately forfeited.