SEC Form 4 · accession 0001209191-17-024105
WPX ENERGY, INC.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen L Faulkner Jr.
Officer — VP and Controller
Period of report
Apr 1, 2017
Accepted (ET)
Apr 3, 2017 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2017 | M | 4,102 | — | A | 48,831 | D | |
| Common StockF2 | Apr 1, 2017 | F | 1,327 | $13.39 | D | 47,504 | D | |
| Common StockF1 | Apr 2, 2017 | M | 1,680 | — | A | 49,184 | D | |
| Common StockF2 | Apr 2, 2017 | F | 544 | $13.39 | D | 48,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Apr 1, 2017 | M | 4,102 | D | — | — | Common Stock | 4,102 | 1,680 | D |
| Restricted Stock UnitsF1,F4 | — | Apr 2, 2016 | M | 1,680 | D | — | — | Common Stock | 1,680 | 0 | D |
Explanation of responses
- F1Each time-based restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.
- F2Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock units.
- F3Award vested on April 1, 2017.
- F4Award vested on April 2, 2017.