SEC Form 4 · accession 0001209191-16-106344
WPX ENERGY, INC.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen L Faulkner Jr.
Officer — VP and Controller
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 10:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2016 | M | 838 | — | A | 21,398 | D | |
| Common StockF2 | Mar 3, 2016 | F | 266 | $5.21 | D | 21,132 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 3, 2016 | M | 838 | D | — | — | Common Stock | 838 | 9,816 | D |
Explanation of responses
- F1Each time-based restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.
- F2Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock units.
- F3Award vested on March 3, 2016.