SEC Form 5 · accession 0001518715-19-000046
Mechanics Bancorp · MCHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W H Bennion
Officer — EVP - Res. Lending Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2018 | G | 435 | $0.00 | D | 22,726 | I | Bennion Revocable Living Trust dated 12/19/02 |
| Common Stock | holding | — | — | — | 10,070 | D | ||
| Common StockF3 | holding | — | — | — | 0 | I | HomeStreet, Inc. 401(k) Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 12, 2018, the reporting person gifted an aggregate of 435 shares from the Bennion Revocable Living Trust dated 2/19/2002.
- F2Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/2002.
- F3Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 24, 2019.