SEC Form 4 · accession 0001518715-17-000055
Mechanics Bancorp · MCHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W H Bennion
Officer — EVP - Res. Lending Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 6, 2017 · 8:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 3, 2017 | S | 214 | $26.20 | D | 30,825 | I | Bennion Revocable Living Trust dated 12/19/2002 |
| Common StockF4 | holding | — | — | — | 0 | I | HomeStreet, Inc. 401(k) Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 28, 2017 and January 29, 2017.
- F2The total number of HomeStreet, Inc. common stock beneficially owned by reporting person includes an additional 98 shares that were incorrectly reported in the previous Form 4 filed by the reporting person on January 30, 2017 as being sold on January 28, 2017.
- F3Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02.
- F4Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.