SEC Form 4 · accession 0001518715-16-000309
Mechanics Bancorp · MCHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K Mason
Officer — CEO, President · Director
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 22, 2016 | J | 122,772 | $0.00 | A | 122,772 | D | |
| Common StockF2 | Jul 22, 2016 | J | 122,773 | $0.00 | A | 122,773 | I | Tracy Mason |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 245,545 shares held in the Mason Family Trust were distributed to Mr. Mason and his spouse as shown on this report in connection with a settlement agreement related to their pending marital dissolution. The settlement agreement, when final, will be subject to court review and approval.
- F2Shares held by Mr. Mason's spouse. Mr. Mason disclaims all beneficial ownership in these shares.