SEC Form 4 · accession 0001518715-16-000237
Mechanics Bancorp · MCHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce W Williams
Director
Period of report
Apr 7, 2016
Accepted (ET)
Apr 7, 2016 · 1:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 7, 2016 | A | 775 | $0.00 | A | 190,402 | D | |
| Common StockF3 | holding | — | — | — | 19,253 | I | HomeStreet, Inc. 401(k) Savings Plan | |
| Common StockF4 | holding | — | — | — | 20,316 | I | Marina S. Williams Trust | |
| Common StockF5 | holding | — | — | — | 135,000 | I | Marina S. Williams Trust UA | |
| Common StockF6 | holding | — | — | — | 150,077 | I | Estate of Walter B. Williams | |
| Common StockF7 | holding | — | — | — | 150,074 | I | Estate of Marie W. Williams | |
| Common StockF8 | holding | — | — | — | 750 | I | Andrew Alvaro Mullins-Williams 2005 Trust | |
| Common StockF9 | holding | — | — | — | 1 | I | Walter B. Williams Interim Trust | |
| Common StockF10 | holding | — | — | — | 0 | I | Gro A. Buer |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock issued based on Directors' compensation policy paid quarterly.
- F10Held individually by Gro A. Buer, Mr. William's spouse. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- F2Includes 20,147.2 shares held jointly with Gro A. Buer, Mr. Williams' spouse. This amount has been corrected from Mr. Williams' previous report to exclude 1,400 shares gifted by Mr. Williams and Ms. Buer to a third party recipient in December 2013, which resulted in Mr. Williams no longer having beneficial ownership of these 1,400 shares.
- F3Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through such plan.
- F4Mr. Williams is the co-trustee with Gro A. Buer for the Marina S. Williams Trust dated 12/25/95. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- F5Mr. Williams is the sole trustee for the Marina S. Williams Trust UA dated 6/27/13. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- F6Mr. Williams is the executor of the estate of Walter B. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- F7Mr. Williams is the executor of the estate of Marie W. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- F8Mr. Williams is the sole trustee for the Andrew Alvaro Mullins-Williams Trust dated 11/29/2005. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- F9Mr. Williams is the sole trustee of the Walter B. Williams Interim Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.