SEC Form 4 · accession 0001518715-15-000133

Mechanics Bancorp · MCHB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Bruce W Williams

Director

Period of report

Jul 9, 2015

Accepted (ET)

Jul 13, 2015 · 4:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001518715

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jul 9, 2015	A	231	$0.00	A	190,576	D
Common Stock^F3	holding	—	—		—	19,253	I	HomeStreet, Inc. 401(k) Savings Plan
Common Stock^F4	holding	—	—		—	20,316	I	Marina S. Williams Trust
Common Stock^F5	holding	—	—		—	135,000	I	Marina S. Williams Trust UA
Common Stock^F6	holding	—	—		—	150,077	I	Estate of Walter B. Williams
Common Stock^F7	holding	—	—		—	150,074	I	Estate of Marie W. Williams
Common Stock^F8	holding	—	—		—	55,282	I	Karen M. Zimmerman Trust
Common Stock^F9	holding	—	—		—	55,282	I	Steven W. Zimmerman Trust
Common Stock^F10	holding	—	—		—	750	I	Andrew Alvaro Mullins-Williams 2005 Trust
Common Stock^F11	holding	—	—		—	1	I	Walter B. Williams Interim Trust
Common Stock^F12	holding	—	—		—	0	I	Gro A. Buer

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Stock issued based on Directors' compensation policy paid quarterly.
F10Mr. Williams is the sole trustee for the Andrew Alvaro Mullins-Williams Trust dated 11/29/2005. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F11Mr. Williams is the sole trustee of the Walter B. Williams Interim Trust. Mr. Williams Disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F12Held individually by Gro A. Buer, Mr. Williams's spouse. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F221,547.2 shares held jointly with Gro A. Buer, Mr. Williams's spouse.
F3Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
F4Mr. Williams is the co-trustee with Gro A. Buer for the Marina S. Williams Trust dated 12/25/95. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F5Mr. Williams is the sole trustee for the Marina S. Williams Trust UA dated 6/27/13. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F6Mr. Williams is the executor of the estate of Walter B. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F7Mr. Williams is the executor of the estate of Marie W. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F8Mr. Williams is the sole trustee of the Karen M. Zimmerman Trust dated 12/22/2000. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F9Mr. Williams is the sole trustee of the Steven W. Zimmerman Trust dated 12/22/2000. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.