SEC Form 4 · accession 0001275477-16-000196
Orchid Island Capital, Inc. · ORC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ava L Parker
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 14, 2016 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2016 | L | 446 | $10.68 | A | 12,351 | D | |
| Common StockF2 | Nov 14, 2016 | A | 719 | $10.42 | A | 13,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.68 per share, which represents the closing price of the stock on July 14, 2018. This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.
- F2These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016.